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North American Securities Administrators Association
Results: 518

#	Item
411	protecting investors & restoring integrity \| protecting investors & restoring integrity protecting protecting investors & restoring integrity \| protecting investors & restoring integrity protecting protecting investors & Add to Reading List Source URL: www.nasaa.org Language: English - Date: 2013-06-27 16:29:34 United States securities law Financial regulation Financial markets North American Securities Administrators Association Auditing U.S. Securities and Exchange Commission Financial Industry Regulatory Authority International Organization of Securities Commissions Hedge fund Financial economics Finance Business
412	NO[removed]In The Supreme Court of the United States JERRY N. JONES, ET AL., v. Add to Reading List Source URL: www.nasaa.org Language: English - Date: 2013-06-27 16:21:03 Fiduciary Investment Company Act North American Securities Administrators Association Financial adviser Law United States securities law Jones v. Harris Associates
413	IN THE COURT OF APPEALS OF THE STATE OF OREGON AMERIVEST FINANCIAL, LLC, ) ) Plaintiff-Appellant, Add to Reading List Source URL: www.nasaa.org Language: English - Date: 2013-06-27 16:18:08 Economics North American Securities Administrators Association U.S. Securities and Exchange Commission Securities fraud Securities Act Financial Industry Regulatory Authority Capital market Securities regulation in the United States Investor education United States securities law Financial economics Financial system
414	NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION, INC. 750 First Street N.E., Suite 1140 Washington, D.C[removed]0900 Fax: [removed]www.nasaa.org Add to Reading List Source URL: www.nasaa.org Language: English - Date: 2013-08-06 16:50:13 Financial system Business U.S. Securities and Exchange Commission Securities Exchange Act North American Securities Administrators Association Selling away United States securities law Financial regulation Financial Industry Regulatory Authority
415	STATEMENT OF POLICY REGARDING OFFERS OF FRANCHISES ON THE INTERNET Adopted May 3, 1998 I. COMMENTARY The Franchise and Business Opportunity Committee (the "Committee") of the North Add to Reading List Source URL: www.nasaa.org Language: English - Date: 2013-06-27 16:10:54 Contract law Law United States securities law Franchising Franchise disclosure document North American Securities Administrators Association Regulation D Franchise fraud Franchise Rule Franchises Business Marketing
416	nasaa-logo-new-colors-1line Add to Reading List Source URL: www.nasaa-arts.org Language: English - Date: 2014-07-15 13:46:08 United States securities law North American Securities Administrators Association Americans for the Arts National Endowment for the Arts Arts Midwest
417	STATEMENT OF POLICY REGARDING DEBT SECURITIES Adopted April[removed]I. INTRODUCTION. The North American Securities Administrators Association, Inc. Add to Reading List Source URL: www.nasaa.org Language: English - Date: 2013-06-27 16:04:56 Investment Finance Securities Equity securities SEC filings Convertible bond Initial public offering Preferred stock Prospectus Stock market Financial economics Corporate finance
418	NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION, INC. 750 First Street N.E., Suite 1140 Washington, D.C[removed]0900 Fax: [removed]www.nasaa.org Add to Reading List Source URL: www.nasaa.org Language: English - Date: 2013-07-09 10:12:06 United States securities law Registered Investment Advisor Financial services Fiduciary Investment Advisor Dodd–Frank Wall Street Reform and Consumer Protection Act North American Securities Administrators Association Financial adviser Investment Advisers Act Law Financial economics Finance
419	CONFERENCE OF STATE BANK SUPERVISORS NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION NATIONAL ASSOCIATION OF STATE CREDIT UNION SUPERVISORS August 1, 2006 The Honorable J. Dennis Hastert Add to Reading List Source URL: www.nasaa.org Language: English - Date: 2013-06-27 16:06:26 Dennis Hastert Illinois Uniform Securities Act United States securities law Financial regulation North American Securities Administrators Association
420	NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION, INC. NASAA 750 First Street N.E., Suite 1140 Washington, D.C[removed] Add to Reading List Source URL: www.nasaa.org Language: English - Date: 2013-08-06 16:40:53 Financial Industry Regulatory Authority United States securities law U.S. Securities and Exchange Commission Federal Arbitration Act Alternative dispute resolution Dodd–Frank Wall Street Reform and Consumer Protection Act Securities regulation in the United States Elisse B. Walter Securities fraud Law Business Arbitration

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